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69 York St Suite 3, Kennebunk, ME 04043 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-06 |
| MA | RA | APPROVED | 2022-04-29 |
| NH | RA | APPROVED | 2022-04-11 |
| ME | RA | APPROVED | 2021-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salem Advisory Group, Llc | Wells | ME | 12/2012 | 01/2021 |
| Salem Advisory Group, Llc | Wells | ME | 12/2012 | 01/2021 |
| Mainstay Funding | Wells | ME | 05/2013 | 12/2018 |
| Embrace Home Loans | Westbrook | ME | 01/2019 | 05/2022 |
| Jennifer L. Arps, Inc. | Kennebunk | ME | 01/2021 | Present |
1. Insurance Sales; same address; Non-Investment Related; Appx 1% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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