Steven Nathan Mesirow

Current Employers

Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-03
IL	RA	APPROVED	2006-03-21

TX RA
APPROVED_RES

Since 2013-01-03
IL RA
APPROVED

Since 2006-03-21

Branch Locations

610 Central Avenue Sutie 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mesirow Financial, Inc.	Highland Park	IL	12/1991	Present
Mesirow Investment Services Inc.	Chicago	IL	09/1992	Present

12/1991 → Present

Mesirow Financial, Inc.

Highland Park, IL
09/1992 → Present

Mesirow Investment Services Inc.

Chicago, IL

Other Businesses

Knowbituary; Not investment-related; Northbrook, IL; Startup company software subscription; Senior Managing Director; 7/31/2025; 2 hrs/month (not during trading hours); Client portfolio management, Financial planning

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-15
S63	Uniform Securities Agent State Law Examination	1993-05-11

S65 Uniform Investment Adviser Law Examination

2005-02-15
S63 Uniform Securities Agent State Law Examination

1993-05-11

View on SEC IAPD

Current Employers

Mesirow Financial Investment Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews