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Karin Priscilla Dovey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Riverside , RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2009-10-23
  • RI RA
    APPROVED
    Since 2009-10-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave , Riverside , RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Previous Registrations
  • 2002-12-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
    Charlotte, NC
    Charlotte, NC
    San Diego, CA
    Charlotte, NC
    Charlotte, NC
    Lincoln, RI
    Boston, MA
  • 2001-05-15 → 2002-10-31
    Wells Fargo Investments, Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-01
S63 Uniform Securities Agent State Law Examination 1993-04-24
  • S65 Uniform Investment Adviser Law Examination
    1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-04-24
Other Names
  • Karin Priscilla Dovey
  • Karin Priscilla Dovey-Gibson

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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