Carlton Gene Turner

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Wilmington, NC

Previous Registrations

• 2001-12-31 → 2002-10-22
  Jbs Liberty Securities, Inc.
  Rocky Mount, NC

Other Businesses

(1) MCF CORPORATION S CORP. W/ MY BROTHERS; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: OWNS & LEASES COMMERCIAL RETAIL; NOT INVESTMENT RELATED; START DATE: 11/16/2011; CAPACITY: OWNER-PASSIVE; DUTIES: GATHER INFO TO GIVE TO TAX PREPARER; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: C Kentwood Turner Family Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: Deposit rent checks and pay bills along with collecting information for year end distributions and tax reporting.. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: C Kentwood Turner Wife's Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate F/B/O his wife Margaret Turner CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: I serve as Trustee to see that all income is distributed to Margaret Turner and collect information to submit to CPA for trust return. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-01
• S63 Uniform Securities Agent State Law Examination
  1993-05-03

Other Names

• Carlton G Turner
• Carl Turner