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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-10
NC RA APPROVED 2002-10-18
  • TX RA
    APPROVED_RES
    Since 2022-01-10
  • NC RA
    APPROVED
    Since 2002-10-18

Branch Locations

4051 Capital Drive, Rocky Mount, NC 27804-3655 • United States

Rocky Mount, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Wilmington NC 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Wilmington, NC
Previous Registrations
  • 2001-12-31 → 2002-10-22
    Jbs Liberty Securities, Inc.
    Rocky Mount, NC
Other Businesses

(1) MCF CORPORATION S CORP. W/ MY BROTHERS; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: OWNS & LEASES COMMERCIAL RETAIL; NOT INVESTMENT RELATED; START DATE: 11/16/2011; CAPACITY: OWNER-PASSIVE; DUTIES: GATHER INFO TO GIVE TO TAX PREPARER; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: C Kentwood Turner Family Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: Deposit rent checks and pay bills along with collecting information for year end distributions and tax reporting.. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: C Kentwood Turner Wife's Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate F/B/O his wife Margaret Turner CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: I serve as Trustee to see that all income is distributed to Margaret Turner and collect information to submit to CPA for trust return. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-01
S63 Uniform Securities Agent State Law Examination 1993-05-03
  • S65 Uniform Investment Adviser Law Examination
    1998-12-01
  • S63 Uniform Securities Agent State Law Examination
    1993-05-03
Other Names
  • Carlton G Turner
  • Carl Turner

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