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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| NC | RA | APPROVED | 2002-10-18 |
Branch Locations
4051 Capital Drive, Rocky Mount, NC 27804-3655 • United States
Rocky Mount, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Wilmington | NC | 03/2008 | Present |
(1) MCF CORPORATION S CORP. W/ MY BROTHERS; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: OWNS & LEASES COMMERCIAL RETAIL; NOT INVESTMENT RELATED; START DATE: 11/16/2011; CAPACITY: OWNER-PASSIVE; DUTIES: GATHER INFO TO GIVE TO TAX PREPARER; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: C Kentwood Turner Family Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: Deposit rent checks and pay bills along with collecting information for year end distributions and tax reporting.. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: C Kentwood Turner Wife's Trust ADDRESS: 1404 Jeremy Lane Rocky Mount NC 27803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trust for Father's estate F/B/O his wife Margaret Turner CAPACITY: Other: Trustee START DATE: 05/01/2023 DUTIES: I serve as Trustee to see that all income is distributed to Margaret Turner and collect information to submit to CPA for trust return. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-03 |
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