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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-05-09 |
Branch Locations
2932 Pine Grove Ave., Suite 1, Port Huron, MI 48060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Port Huron | MI | 05/2015 | 02/2017 |
| Mml Investors Services Llc | Port Huron | MI | 06/2015 | 02/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2017 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 8/WK - 5/TRADING. 04/19/17 2.DUDA FINANCIAL SERVICES, 2932 PINE GROVE AVE STE 1, PORT HURON, MI, 10/1992 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 35/WK - 25/TRADING. 3.FORT GRATIOT BUSINESS ASSOCIATION, 3842 PINE GROVE AVE, FORT GRATIOT, MI, 3/2017 AS PRESIDENT. NIR - 3/MO - 0/TRADING. 4.MCLAREN PORT HURON, 1221 PINE GROVE AVE, PORT HURON, MI, 1/2012 AS CHARIMAN OF PLANNED GIVING. NIR - 12/YR - 0/TRADING. 5.PORT HURON ESTATE PLANNING COUNCIL, 1979 HOLLAND AVE, PORT HURON, MI, 09/2018. BOARD MEMBER, DECIDE ON MEETING AGENDA. NIR-10/YR-0/TRADING. 6.BRIAN S DUDA, 2932 PINE GROVE AVE, STE 1, PORT HURON, MI, REAL ESTATE SALES, MORTGAGE ORIGINATION/MORTGAGE BROKER, 06/01/20, NIR, 1/MO- 0/TRADING 7.FIRST UNITED METHODIST CHURCH, COMMITTEE MEMBER, 828 LAPEER AVE, PORT HURON, MI, 11/2023, NIR, 2 HR/MO - 0 HR/MO TRADING. 8.KIWANIS, P.O. Box 231, Mason MI 48854, 05/1995, President, Volunteer, NIR, 6 HR/MO - 0 HR/MO Trading. 9.RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 ORCHARD LAKE RD, SUITE 100, FARMINGTON HILLS, MI, 07/2017, DBA, INV REL, 160 HR/MO, 100 HR/MO TRADING. 10. SANO, 28555 Orchard Lake Rd., Suite 100, Farmington Hills, MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-14 |
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