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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-29 |
| MI | RA | APPROVED | 2010-08-31 |
| TX | RA | APPROVED_RES | 2008-10-10 |
Branch Locations
527 Huron Ave, Port Huron, MI 48060-3805 • United States
566 S Cedar St Ste B, Imlay City, MI 48444 • United States
1537 E Hill Rd Ste 150, Grand Blanc, MI 48439 • United States
Au Gres, MI • United States
Sanibel, FL • United States
Port Huron Twp, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Port Huron | MI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Port Huron | MI | 03/2020 | Present |
Business Ownership; Sandpiper Serenity, LLC; Sole Member; Vacation Rental Real Estate/Condo; 3059 Wexford Circle, , Port Huron, MI, 48060; Not Investment-Related; 06/01/2021; 1 to 9 hours per month; 0 during trading hours / S. J. Beatty II, L.L.C.; Sole Member; Legal entity for the expenses associated with my work as a Certified Financial Planner Professional.; 566 S. Cedar Street, , Imlay City, MI, 48444; Not Investment-Related; 01/24/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Photography; Amateur photographer who engages in the occasional sale of his work.; 3059 Wexford Circle, , Port Huron, MI, 48060; Not Investment-Related; 05/14/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-17 |
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