David Michael Betts

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Port Huron, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Port Huron, MI

Previous Registrations

• 2005-07-06 → 2011-02-09
  Chase Investment Services Corp.
  Port Huron, MI
  Port Huron, MI
  Kimball, MI
  Chicago, IL
  Fort Gratiot, MI
• 2005-01-24 → 2005-07-06
  Banc One Securities Corporation
  Port Huron, MI

Other Businesses

Independent Insurance Brokering; Principal Life Insurance Company; 05/31/2019; Universal Life.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-18
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant