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David Michael Betts

Ameriprise Financial Services, LLC

Port Huron, MI

Fort Gratiot, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-09
MI RA APPROVED 2011-02-11
  • TX RA
    APPROVED
    Since 2014-12-09
  • MI RA
    APPROVED
    Since 2011-02-11

Branch Locations

527 Huron Ave, Port Huron, MI 48060-3805 • United States

Fort Gratiot, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Port Huron MI 02/2011 03/2020
Ameriprise Financial Services, Llc Port Huron MI 03/2020 Present
Previous Registrations
  • 2005-07-06 → 2011-02-09
    Chase Investment Services Corp.
    Port Huron, MI
    Port Huron, MI
    Kimball, MI
    Chicago, IL
    Fort Gratiot, MI
  • 2005-01-24 → 2005-07-06
    Banc One Securities Corporation
    Port Huron, MI
Other Businesses

Independent Insurance Brokering; Principal Life Insurance Company; 05/31/2019; Universal Life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S66 Uniform Combined State Law Examination
    2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Designations

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
ALLSTATE FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MARINER INDEPENDENT
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

STEVEN J BEATTY
Addison Wallace
JEFFREY JOHN WALLACE
Kyle Nicholas Tank
MICHAEL W BURCH
GREGORY GEORGE BUSDICKER
MICHELLE LEE KREDA
TYLER GEORGE BUSDICKER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PORT HURON, MI
EDWARD JONES · PORT HURON, MI
ALLSTATE FINANCIAL ADVISORS, LLC · Port Huron, MI
OPPENHEIMER & CO. INC. · PORT HURON, MI
EQUITABLE ADVISORS, LLC · PORT HURON, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Port Huron, MI
MARINER INDEPENDENT · Port Huron, MI
EQUITABLE ADVISORS, LLC · PORT HURON, MI

More in Port Huron, MI

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