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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-09
MI RA APPROVED 2016-04-27
  • TX RA
    APPROVED
    Since 2023-11-09
  • MI RA
    APPROVED
    Since 2016-04-27

Branch Locations

522 Huron Ave, Port Huron, MI 48060 • United States

Fort Gratiot, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Port Huron MI 04/2016 11/2016
Wells Fargo Clearing Services, Llc Port Huron MI 11/2016 Present
Previous Registrations
Other Businesses

AVON; NOT INV RELATED; NASHVILLE, TN; REPRESENTATIVE; 04/2025; 10 HOURS PER MONTH; 0 DURING TRADING; SELLING COSMETIC PRODUCTS, SKINCARE, AND PERFUMES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2008-11-11
  • S66 Uniform Combined State Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2008-11-11
Other Names
  • Michelle Lee Synyzyn

View on SEC IAPD

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