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Anthony John Daria

Strategic Wealth Management LLC

Briarcliff Manor, NY

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Current Employers
Strategic Wealth Management Llc

555 Pleasantville Rd S109, Briarcliff Manor, NY 10510 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

555 Pleasantville Rd S109, Briarcliff Manor, NY 10510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Management, Llc Briarcliff Manor NY 06/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-12
S63 Uniform Securities Agent State Law Examination 1993-08-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-12
  • S63 Uniform Securities Agent State Law Examination
    1993-08-18

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · BRIARCLIFF MANOR, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · BRIARCLIFF MANOR, NY
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Briarcliff Manor, NY
ELM RIDGE MANAGEMENT, LLC · BRIARCLIFF MANOR, NY
PFS INVESTMENTS INC. · BRIARCLIFF, NY
PFS INVESTMENTS INC. · BRIARCLIFF MANOR, NY
J.P. MORGAN SECURITIES LLC · BRIARCLIFF, NY

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