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5400 University Avenue, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-12-21 |
Branch Locations
5400 University Ave, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2011 | 10/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2011 | 05/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2017 | 10/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | 10/2022 |
| Fbl Financial Group | West Des Moines | IA | 10/2022 | 07/2024 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 11/2022 | Present |
| Fbl Financial Group | West Des Moines | IA | 07/2024 | 04/2025 |
| Fbl Financial Group | West Des Moines | IA | 05/2025 | Present |
1) Plumbous Zephyr LLC; Not investment related; 1102 Kodi Circle, Fairfield, IA 52556; President; 04/01/2018; 1 hrs/mo; 0 hrs during trading; Collect rent from KBKW Inc - DBA Adela's. 2) Iowa Prep Baseball; Not Investment Related; 6417 Mott Ave, Windsor Heights, IA, 50324, United States; Prepare athletes for High School baseball; Volunteer Board Member; Start 6/17/2025; 20 hours per month; 0 hours per month during trading hours; Other Compensation; As a voluntary Board Member my son, Kerrick, may receive a reduction in fees for the season. Amount is approximately $1250 to $2500.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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