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225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1999-11-05 |
Branch Locations
225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pasadena | CA | 08/1998 | Present |
| The Sterling Group | Pasadena | CA | 11/1999 | Present |
| Sterling Group Wealth Management | Pasadena | CA | 07/2012 | Present |
(1) 1/3/2002 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - INSURANCE SALES (2) 05/07/2026 - THE STERLING GROUP - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 0 hours per month/ during trading (3) 05/11/2026 - The Sterling Group - Registered Investment Advisor Hybrid - INV REL - AT REPORTED BUSINESS LOCATION(S) - Start Date 01/25/2012 - 160 hours per month/ 80 hours during trading - I provide investment advisory services through The Sterling Group, an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 05/11/2026 - The Sterling Group - Registered Investment Advisor DBA - INV REL - At Reported Business Location(s) - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-05 |
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