Best Investors Account Sign in

Jonathon James Allen

LPl Financial LLC

Anaheim, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

5601 E. La Palma Ave 3Rd Floor, Anaheim, CA 92807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Fountain Valley CA 05/2013 10/2017
Wescom Financial Services, Llc Pasadena CA 10/2017 Present
Cuso Financial Services, Lp San Diego CA 01/2023 07/2025
Lpl Financial Llc Anaheim CA 05/2025 Present
  • 05/2013 → 10/2017
    Fountain Valley, CA
  • 10/2017 → Present
    Wescom Financial Services, Llc
    Pasadena, CA
  • 01/2023 → 07/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Anaheim, CA
Previous Registrations
  • 2023-01-16 → 2025-05-15
    Cuso Financial Services, L.P.
    Anaheim, CA
    Aaheim, CA
    San Diego, CA
  • 2017-10-13 → 2023-02-07
    Wescom Financial Services
    Pasadena, CA
    Anaheim, CA
  • 2013-06-11 → 2017-10-26
    Fountain Valley, CA
    Fountain Valley, CA
  • 2012-10-18 → 2013-02-11
    Bancwest Investment Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Antioch, CA
    Berkeley, CA
    Brentwood, CA
    Burlingame, CA
    Calistoga, CA
    Campbell, CA
    Campbell, CA
    Capitola, CA
    Citrus Heights, CA
    Clovis, CA
    Concord, CA
    Cupertino, CA
    Daly City, CA
    Danville, CA
    Dinuba, CA
    San Jose, CA
    El Cerrito, CA
    Escalon, CA
    Fairfield, CA
    Fremont, CA
    Fresno, CA
    Fresno, CA
    Gilroy, CA
    Gridley, CA
    Hanford, CA
    Hayward, CA
    Hughson, CA
    Larkspur, CA
    Livermore, CA
    Lodi, CA
    Los Gatos, CA
    Manteca, CA
    Menlo Park, CA
    Milpitas, CA
    Modesto, CA
    Modesto, CA
    Morgan Hill, CA
    Mountain View, CA
    Napa, CA
    Newark, CA
    Oakland, CA
    Oakland, CA
    Oakley, CA
    Orinda, CA
    Oroville, CA
    Palo Alto, CA
    Chico, CA
    Parlier, CA
    Pebble Beach, CA
    Petaluma, CA
    Petaluma, CA
    Pittsburg, CA
    Pleasanton, CA
    S. Lake Tahoe, CA
    Sacramento, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Leandro, CA
    San Leandro, CA
    San Lorenzo, CA
    Santa Clara, CA
    Santa Cruz, CA
    Santa Rosa, CA
    Saratoga, CA
    Saint Helena, CA
    Downey, CA
    South Gate, CA
    Culver City, CA
    Long Beach, CA
    Compton, CA
    Bellflower, CA
    Santa Monica, CA
    Los Angeles, CA
    Beverly Hills, CA
    Encino, CA
    Northridge, CA
    Sherman Oaks, CA
    Northridge, CA
    Valencia, CA
    Glendale, CA
    Irvine, CA
    Cerritos, CA
    Los Angeles, CA
    Arcadia, CA
    Monterey Park, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    Lafayette, CA
    Garden Grove, CA
    Santa Ana, CA
    Anaheim, CA
    Orosi, CA
    Riverdale, CA
    Fresno, CA
    San Francisco, CA
    South San Francisco, CA
    Daly City, CA
    San Francisco, CA
    Los Altos, CA
    San Francisco, CA
    Westminster, CA
    Corcoran, CA
    Bakersfield, CA
    Tehachapi, CA
    Sanger, CA
    La Habra, CA
    La Mirada, CA
    Pico Rivera, CA
    Santa Fe Springs, CA
    Los Angeles, CA
    Lakewood, CA
    Los Angeles, CA
    Patterson, CA
    Newman, CA
    Sunnyvale, CA
    Tulare, CA
    Visalia, CA
    Walnut Creek, CA
    Waterford, CA
    Woodland, CA
    Forestville, CA
    Healdsburg, CA
    Novato, CA
    Rohnert Park, CA
    San Jose, CA
    San Jose, CA
    Santa Clara, CA
    Sebastopol, CA
    Sonoma, CA
    Sacramento, CA
    Fresno, CA
    Sacramento, CA
    Sacramento, CA
    Roseville, CA
    Huntington Beach, CA
    Irvine, CA
    Mission Viejo, CA
    San Clemente, CA
    San Diego, CA
    Modesto, CA
    Gardena, CA
    So Pasadena, CA
    Torrance, CA
    Torrance, CA
    Alhambra, CA
    Rowland Heights, CA
    Crockett, CA
    Dublin, CA
    Pinole, CA
    Alhambra, CA
    Huntington Beach, CA
    Temple City, CA
    San Marino, CA
    Tustin, CA
    Fullerton, CA
    Foothill Ranch, CA
    Santa Ana, CA
    Anaheim, CA
    Stanton, CA
    Pasadena, CA
    Rosemead, CA
    Pasadena, CA
    City Of Commerce, CA
    Hayward, CA
    San Francisco, CA
    Truckee, CA
    Fairfield, CA
    Sacramento, CA
    San Ramon, CA
    Santee, CA
    El Cajon, CA
    Spring Valley, CA
    La Mesa, CA
    Spring Valley, CA
    San Jose, CA
    El Dorado Hills, CA
    Antioch, CA
    Pasadena, CA
    Elk Grove, CA
    Elk Grove, CA
    Carmichael, CA
    San Francisco, CA
    Folsom, CA
    Walnut Creek, CA
    Monterey, CA
    Castro Valley, CA
    Union City, CA
    Fremont, CA
    Redondo Beach, CA
    Sierra Madre, CA
    City Of Industry, CA
    Santa Barbara, CA
    Bell Gardens, CA
    Baldwin Park, CA
    Santa Barbara, CA
    Oxnard, CA
    Ventura, CA
    Thousand Oaks, CA
    Woodland Hills, CA
    Covina, CA
    Rancho Cucamonga, CA
    Chino, CA
    Oakland, CA
    Lockeford, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Ripon, CA
    Tracy, CA
    Ceres, CA
    Modesto, CA
    Modesto, CA
    Oakdale, CA
    Turlock, CA
    Los Angeles, CA
    West Covina, CA
    Auburn, CA
    Benicia, CA
    Clearlake, CA
    Santa Rosa, CA
    Grass Valley, CA
    Kings Beach, CA
    San Francisco, CA
    San Mateo, CA
    Grass Valley, CA
    Stockton, CA
    Tahoe City, CA
    Vacaville, CA
    Vacaville, CA
    Vallejo, CA
    Vallejo, CA
    Sparks, NV
    Carson City, NV
    Reno, NV
    Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
  • 1997-12-22 → 2010-03-29
    Big Bear Lake, CA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
    San Diego, CA
    La Mesa, CA
    San Diego, CA
    San Diego, CA
    El Cajon, CA
    Oceanside, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Laguna Hills, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Escondido, CA
    Del Mar, CA
    San Diego, CA
    San Diego, CA
    Fallbrook, CA
    Encinitas, CA
    El Cajon, CA
    San Diego, CA
    Brawley, CA
    Imperial Beach, CA
    Coronado, CA
    San Diego, CA
    National City, CA
    San Diego, CA
    Rancho Santa Fe, CA
    Dana Point, CA
    Vista, CA
    Newport Beach, CA
    Spring Valley, CA
    Poway, CA
    Santee, CA
    Oceanside, CA
    El Centro, CA
    Yucca Valley, CA
    Newport Beach, CA
    Riverside, CA
    Apple Valley, CA
    San Diego, CA
    Riverside, CA
    San Marcos, CA
    Lajolla, CA
    Hesperia, CA
    Riverside, CA
    Barstow, CA
    San Diego, CA
    Irvine, CA
    Chula Vista, CA
    San Juan Capistrano, CA
    San Clemente, CA
    Irvine, CA
    San Clemente, CA
    Irvine, CA
    Chula Vista, CA
    Carlsbad, CA
    San Diego, CA
    Corona, CA
    San Diego, CA
    Encinitas, CA
    San Diego, CA
    San Diego, CA
    Lemon Grove, CA
    Riverside, CA
    San Diego, CA
    Moreno Valley, CA
    El Cajon, CA
    Oceanside, CA
    Corona, CA
    Blythe, CA
    Menifee, CA
    Rancho Mirage, CA
    Palm Desert, CA
    Carlsbad, CA
    San Diego, CA
    Laguna Niguel, CA
    Chula Vista, CA
    Calexico, CA
    Carlsbad, CA
    Chula Vista, CA
    Palm Springs, CA
    Rancho Cucamonga, CA
    Rancho Mirage, CA
    Temecula, CA
    Mission Viejo, CA
    Laguna Niguel, CA
    San Ysidro, CA
    Mission Viejo, CA
    San Diego, CA
    Foothill Ranch, CA
    Riverside, CA
    Chula Vista, CA
    Ramona, CA
    San Diego, CA
    Corona, CA
    Phelan, CA
    Ontario, CA
    Hemet, CA
    Upland, CA
    Apple Valley, CA
    Barstow, CA
    Blue Jay, CA
    San Bernardino, CA
    Chino Hills, CA
    Palm Desert, CA
    Rolling Hills Estates, CA
    Santa Monica, CA
    Montebello, CA
    Norwalk, CA
    Los Angeles, CA
    Los Angeles, CA
    Torrance, CA
    Artesia, CA
    Los Angeles, CA
    Woodland Hills, CA
    Los Angeles, CA
    Hawthorne, CA
    Santa Monica, CA
    Gardena, CA
    Manhattan Beach, CA
    Gardena, CA
    Los Angeles, CA
    Studio City, CA
    City Of Industry, CA
    Redondo Beach, CA
    Whittier, CA
    Pasadena, CA
    Los Angeles, CA
    Panorama City, CA
    Torrance, CA
    Encino, CA
    Long Beach, CA
    Beverly Hills, CA
    Burbank, CA
    La Habra, CA
    Los Angeles, CA
    Los Angeles, CA
    Hermosa Beach, CA
    Manhattan Beach, CA
    Long Beach, CA
    Steven Ranch, CA
    Thousand Oaks, CA
    Woodland Hills, CA
    San Gabriel, CA
    Beverly Hills, CA
    South Gate, CA
    Northridge, CA
    Los Angeles, CA
    Torrance, CA
    City Of Industry, CA
    Fillmore, CA
    Santa Paula, CA
    Chatsworth, CA
    Valencia, CA
    Santa Clarita, CA
    Santa Clarita, CA
    Lancaster, CA
    Palmdale, CA
    Northridge, CA
    Northridge, CA
    Los Angeles, CA
    Burbank, CA
    Glendale, CA
    Los Angeles, CA
    Rancho Palos Verdes, CA
    San Gabriel, CA
    Santa Monica, CA
    Torrance, CA
    San Fernando, CA
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Moorpark, CA
    Fullerton, CA
    Seaside, CA
    San Diego, CA
    Irvine, CA
    San Diego, CA
Other Businesses

1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wescom Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S66 Uniform Combined State Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Anaheim, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor