Best Investors Account Sign in

Benjamin Ross Micham

Osaic Wealth, Inc.

Raleigh, NC

Raleigh, NC

CRD 2329362

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-12-21
  • NC RA
    APPROVED
    Since 2005-12-21

Branch Locations

314 West Millbrook Road Suite 001, Raleigh, NC 27609 • United States

314 W. Millbrook Road Suite 001, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ben Micham, Cpa Raleigh NC 11/1995 Present
Royal Alliance Associates Raleigh NC 10/2005 Present
  • 11/1995 → Present
    Ben Micham, Cpa
    Raleigh, NC
  • 10/2005 → Present
    Royal Alliance Associates
    Raleigh, NC
Previous Registrations
  • 2001-12-31 → 2005-12-21
    Avantax Advisory Services
    Raleigh, NC
Other Businesses

1) BEN MICHAM; INVESTMENT RELATED; 314 WEST MILLBROOK ROAD STE 001 RALEIGH NC 27609; STATUTORY AGENT; STARTED 01/01/2007; 2 HRS/MTH; 2 HRS/MTH DURING ST HOURS; SALE OF TERM INSURANCE. 2) MICHAM & MCSWAIN CPAS PLLC; NON-INVESTMENT RELATED; 314 WEST MILLBROOK ROAD STE 001 RALEIGH NC 27609; OWNER; STARTED 01/01/2006; 150 HRS/MTH; 135 HRS/MTH DURING ST HOURS; ACCOUNTANT. 2) BEN MICHAM POSITION: owner NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2010 ADDRESS: 26161 otter way, salvo NC 27972, United States DESCRIPTION: i use a property management to do all management of the property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-05
  • S63 Uniform Securities Agent State Law Examination
    1993-05-05
Designations
  • Certified Financial Planner
Other Names
  • Ben Ross Micham

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Raleigh, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor