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Michael Erb

Rbc Rochdale, LLC

New York, NY

CRD 2329123

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-25
  • NY RA
    APPROVED
    Since 2026-02-25

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson, Siegel & Walmsley Llc Richmond VA 08/2016 08/2018
Citigroup Stamford CT 08/2018 12/2025
Cnr Securities, Llc New York NY 02/2026 Present
Blackrock New York NY 12/2025 02/2026
  • 08/2016 → 08/2018
    Thompson, Siegel & Walmsley Llc
    Richmond, VA
  • 08/2018 → 12/2025
    Citigroup
    Stamford, CT
  • 02/2026 → Present
    Cnr Securities, Llc
    New York, NY
  • 12/2025 → 02/2026
    Blackrock
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-04
S63 Uniform Securities Agent State Law Examination 1995-05-16
  • S66 Uniform Combined State Law Examination
    2025-01-04
  • S63 Uniform Securities Agent State Law Examination
    1995-05-16
Other Names
  • Michael James Erb

View on SEC IAPD

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