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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-25 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson, Siegel & Walmsley Llc | Richmond | VA | 08/2016 | 08/2018 |
| Citigroup | Stamford | CT | 08/2018 | 12/2025 |
| Cnr Securities, Llc | New York | NY | 02/2026 | Present |
| Blackrock | New York | NY | 12/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-16 |
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