Jonathan Scott Jacoby

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Cetera Investment Services
  St Cloud, MN
• 01/2010 → Present
  Star Financial Bank
  Carmel, IN
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Carmel, IN

Previous Registrations

• 2008-01-31 → 2010-01-07
  Fifth Third Securities, Inc.
  Indianapolis, IN
  West Lafayette, IN
  Lafayette, IN
  Fowler, IN
  Lafayette, IN
  Carmel, IN
  Indianapolis, IN
  Carmel, IN
• 1999-10-14 → 2002-07-01
  Pruco Securities, Llc.
  Indianapolis, IN

Other Businesses

1.) JACOBY AGENCY,INC.,8888 KEYSTONE CROSSING,SUITE 580, INDIANAPOLIS, IN 46240. INVESTMENT RELATED. INSURANCE SALES. SIT ON THE BOARD OF DIRECTORS AS A BOARD MEMBER. STARTED 8/92. 5 HOURS PER YEAR DURING NON-SECURITIES TRADING HOURS. NO HOURS DEVOTED DURING TRADING HOURS. DUTIES ARE TO ATTEND QUARTERLY MEETINGS." 2.) SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH SWM AGENCY, LLC AND JBC COMPANIES (DBA FOR JACKSON BROKERAGE CORP) 3.) BOARD MEMBER FOR "THE CROSSING" AN ALTERNATIVE LEARNING CENTER AS MENTOR 1-2HRS MONTH 4.) TRUSTEE FOR TWO IRREVOCABLE TRUSTS, 1ST TRUST FOR HIS CHILDREN & TWO NIECES, 2ND TRUST FOR HIS CHILDREN & ONE NIECE, 1/HR/MO;

Exams

• S66 Uniform Combined State Law Examination
  2008-01-30
• S65 Uniform Investment Adviser Law Examination
  1999-09-28
• S63 Uniform Securities Agent State Law Examination
  1999-09-17

Designations

• Chartered Financial Consultant

Other Names

• Jonathan Scott Jacoby