Neil Ivan Canell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2017
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 04/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2017 → 09/2024
  Jpmorgan Chase Bank Na
  New York, NY
• 04/2017 → 09/2024
  Jpmorgan Securities Llc
  New York, NY
• 01/2018 → 12/2020
  Roses Ever After
  Alpine, NJ
• 08/2022 → 03/2023
  Earthi Inc.
  New York, NY
• 09/2024 → Present
  Wells Fargo Clearing Services, Llc
  New York, NY

Previous Registrations

• 2017-04-11 → 2024-09-27
  J.P. Morgan Securities Llc
  New York, NY
  Purchase, NY
• 2014-03-04 → 2017-04-28
  Morgan Stanley
  New York, NY
• 2004-10-11 → 2006-11-21
  Ubs Financial Services Inc.
  New York, NY
  New York, NY

Other Businesses

Entity Name: MiMeetings/MiRide Investment related: No Address: Ft Lauderdale Fl. Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 02/03/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: meetings and conferences Entity Name: Harrison Youth Lacrosse Investment related: No Address: 27 Coakley Ave, Harrison NY 10528 Nature of the other business: Teach Lacrosse to kids k-8th grade. Position/Title/Relationship: Advisory Board Member Start Date: 11-Aug-2020 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 0 - after hours Briefly describe your duties: Board member. Help run the organization non financial. Entity Name: The Advisory Board of the S.I. Newhouse School of Public Communications Investment related: No Address: 215 Syracuse NY Nature of the other business: Education - Private University Position/Title/Relationship: Advisory Board Member Start Date: 16-Apr-2019 Approximate # of hours a month: 3 Approximate # of hours during securities trading hours: 3 Briefly describe your duties: Advisory Board Member Entity Name: Pediatric Cancer Foundation Investment related: No Address: Mamaroneck, NY Nature of the other business: Cure Pediatric Cancer Position/Title/Relationship: Advisory Board Member Start Date: 07-Dec-2017 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 1 Briefly describe your duties: advisory Entity Name: Summer Camp Opportunity Promotes Education Investment related: No Address: 108 New York, NY Nature of the other business: Sending inner city kids to 2week sleep away camp. Position/Title/Relationship: Advisory Board Member Start Date: 11-Jul-2001 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: SCOPE Briefly describe your duties: advisory CAGE PARTNERS LLC ; INV RELATED; MAMARONECK, NY; REAL ESTATE PURCHASE;100% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; | TRUSTEE FOR BROTHER'S TRUST (2); INV RELATED;SCARSDALE,NY; TRUSTEE; START DATE: 07/24/2001; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-02

Other Names

• Neil Canell