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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Wylie, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | 09/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | 09/2021 |
| Lpl Financial Llc | Wylie | TX | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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