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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-29
NC RA APPROVED 2024-09-04
TX RA APPROVED 2023-06-07
FL RA APPROVED 2018-11-02
VA RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2024-10-29
  • NC RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED
    Since 2023-06-07
  • FL RA
    APPROVED
    Since 2018-11-02
  • VA RA
    APPROVED
    Since 2018-11-02

Branch Locations

2700 N Military Trail Suite 220, Boca Raton, FL 33431 • United States

1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co. Pittsburgh PA 09/1993 11/2018
Signator Investors, Inc. Boston MA 11/1993 11/2018
Osaic Wealth, Inc. Boca Raton FL 11/2018 Present
  • 09/1993 → 11/2018
    John Hancock Mutual Life Insurance Co.
    Pittsburgh, PA
  • 11/1993 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Boca Raton, FL
Previous Registrations
  • 2005-10-18 → 2018-11-02
    Signator Investors, Inc.
    Wesley Chapel, FL
    Tampa, FL
    Boca Raton, FL
Other Businesses

1. THE PARTNERS NETWORK,INC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2014 ADDRESS: 1511 N WESTSHORE BLVD. SUITE 1100, Suite 1100, TAMPA FL 33607, United States DESCRIPTION: Silent company for Tax Purposes 2. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: President & CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/05/2018 ADDRESS: 1511 N. Westshore Blvd. Suite 1100, TAMPA FL 33607, United States DESCRIPTION: Conducting sales and marketing under Signature Financial Solutions, LLC 3. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/05/2018 ADDRESS: 1511 N Westshore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Insurance Broker 4. NOTARY PUBLIC POSITION: Notary NATURE: Individual Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/08/2021 ADDRESS: 1511 N WESTSHORE BLVD., Suite 1100, TAMPA FL 33607, United States DESCRIPTION: Witness and Notarize forms 5. MYSTAGES, LLC POSITION: President & CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/05/2019 ADDRESS: 1511 N West Shore Blvd ., Suite 1100, Tampa FL 33607, United States DESCRIPTION: owner of company with website to be used for lead generation program; duties are given to director of marketing 6. TRUST POSITION: Co Trustee NATURE: Co Trustee of Family Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/12/2025 ADDRESS: 100 Lakeshore Drive, Apt 1758, N. Palm Beach FL 33408, United States DESCRIPTION: Co-Trustee for family member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-08
S63 Uniform Securities Agent State Law Examination 1994-02-11
  • S66 Uniform Combined State Law Examination
    1998-12-08
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11
Designations

View on SEC IAPD

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