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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-10 |
Branch Locations
620 W Germantown Pike Ste 170, Plymouth Meeting, PA 19462 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1995 | 02/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2020 |
| Minnesota Life Insurance Company | St Paul | MN | 06/2020 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 06/2020 | 08/2023 |
| Delaware Valley Advisors, Llc | Huntingdon Valley | PA | 06/2020 | Present |
| John G Fischer Business And Personal Insurance Solutions | Philadelphia | PA | 02/2020 | Present |
| Cowboy Coffee Roastery | Philadelphia | PA | 02/2020 | Present |
| Cetera Wealth Services, Llc | Plymouth Meeting | PA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. CAROLYN FISCHER FAMILY TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2008 ADDRESS: PO Box 166, Beaver Springs PA 17812, United States DESCRIPTION: Co-trustee of a family trust/brokerage account/a disinterested registered rep is advisor on the account with Northwestern Mutual. 2. COWBOY COFFEE ROASTERY POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 4 Longford St, Philadelphia PA 19136, United States DESCRIPTION: Submitted application to City to permit roasting from home. The enterprise is in start-up phase, as is not yet zoned or permitted, roasting for family and friends only at this time. If permitting succeeds, it will be run as a single member LLC. No outside investors. Currently running it as sole proprietor during start-up phase. This activity can be done 2 hours per week outside of trading hours, primarily on weekends. 3. JOHN G FISCHER CLU CHFC CASL POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1996 ADDRESS: 620 W Germantown Pike Ste 170, Plymouth Meeting PA 19462, United States DESCRIPTION: Servicing group health & group life insurance sales commissions and renewals through separate brokerage channels; 4. NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 10/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC OR ASHAR GROUP; 6. NAME OF OTHER BUSINESS: COCORO ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 02/2020; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE, TO SUPPORT FINANCIAL ADVISOR ACCOUNTING AND PAYROLL;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-30 |
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