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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-10
  • PA RA
    APPROVED
    Since 2023-08-10

Branch Locations

620 W Germantown Pike Ste 170, Plymouth Meeting, PA 19462 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1995 02/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2020
Minnesota Life Insurance Company St Paul MN 06/2020 08/2023
Securian Financial Services Inc St Paul MN 06/2020 08/2023
Delaware Valley Advisors, Llc Huntingdon Valley PA 06/2020 Present
John G Fischer Business And Personal Insurance Solutions Philadelphia PA 02/2020 Present
Cowboy Coffee Roastery Philadelphia PA 02/2020 Present
Cetera Wealth Services, Llc Plymouth Meeting PA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/1995 → 02/2020
    Milwaukee, WI
  • 01/2016 → 02/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 06/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2020 → Present
    Delaware Valley Advisors, Llc
    Huntingdon Valley, PA
  • 02/2020 → Present
    John G Fischer Business And Personal Insurance Solutions
    Philadelphia, PA
  • 02/2020 → Present
    Cowboy Coffee Roastery
    Philadelphia, PA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Plymouth Meeting, PA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. CAROLYN FISCHER FAMILY TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2008 ADDRESS: PO Box 166, Beaver Springs PA 17812, United States DESCRIPTION: Co-trustee of a family trust/brokerage account/a disinterested registered rep is advisor on the account with Northwestern Mutual. 2. COWBOY COFFEE ROASTERY POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 4 Longford St, Philadelphia PA 19136, United States DESCRIPTION: Submitted application to City to permit roasting from home. The enterprise is in start-up phase, as is not yet zoned or permitted, roasting for family and friends only at this time. If permitting succeeds, it will be run as a single member LLC. No outside investors. Currently running it as sole proprietor during start-up phase. This activity can be done 2 hours per week outside of trading hours, primarily on weekends. 3. JOHN G FISCHER CLU CHFC CASL POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1996 ADDRESS: 620 W Germantown Pike Ste 170, Plymouth Meeting PA 19462, United States DESCRIPTION: Servicing group health & group life insurance sales commissions and renewals through separate brokerage channels; 4. NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 10/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC OR ASHAR GROUP; 6. NAME OF OTHER BUSINESS: COCORO ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 02/2020; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE, TO SUPPORT FINANCIAL ADVISOR ACCOUNTING AND PAYROLL;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-30
Designations

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