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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lawrence | KS | 02/1993 | 07/2021 |
| Various Insurance Carriers | Lawrence | KS | 05/1993 | 07/2021 |
| Farm Land Rental | Lawrence | KS | 04/2015 | 07/2021 |
| Abwa, Engaging Leaders Chapter | Lawrence | KS | 01/2017 | 11/2020 |
| Lpl Financial Llc | Lawrence | KS | 07/2021 | Present |
1- 07/2021 / DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / LAWRENCEKansas
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-07 |
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