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Gregg Steven Smallen

Edward Jones

Oswego, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-18
IL RA APPROVED 2024-02-29
MO RA APPROVED 2016-03-01
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • IL RA
    APPROVED
    Since 2024-02-29
  • MO RA
    APPROVED
    Since 2016-03-01

Branch Locations

1063 Station Drive, Oswego, IL 60543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/1993 02/2024
Edward Jones St Louis MO 02/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-29
S63 Uniform Securities Agent State Law Examination 2000-04-25
  • S66 Uniform Combined State Law Examination
    2016-02-29
  • S63 Uniform Securities Agent State Law Examination
    2000-04-25

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