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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-04-12
  • CA RA
    APPROVED
    Since 2012-04-12

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Laguna Niguel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 04/2012 Present
Timothy S. Winterbottom-Self Employed Irvine CA 03/2012 Present
Trader Joe's Laguna Niguel CA 06/2019 09/2022
  • 04/2012 → Present
    Carpinteria, CA
  • 03/2012 → Present
    Timothy S. Winterbottom-Self Employed
    Irvine, CA
  • 06/2019 → 09/2022
    Trader Joe's
    Laguna Niguel, CA
Previous Registrations
  • 2004-10-01 → 2011-07-01
    Sisters, OR
    Irvine, CA
    San Juan Capistrano, CA
Other Businesses

1)TIMOTHY S. WINTERBOTTOM (SELF EMPLOYED)-IRVINE, CA; INSURANCE SALES & SERVICES (FIXED INSURANCE); 23885 CATAMARAN WAY LAGUNA NIGUEL CA 92677; START DATE 3/15/2012; 40 HRS/MNTH; 40 HRS/MNTH DURING TRADING; IR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 1993-03-17
  • S66 Uniform Combined State Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-03-17
Other Names
  • Tim Winterbottom

View on SEC IAPD

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