Timothy Stephen Winterbottom

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 03/2012 → Present
  Timothy S. Winterbottom-Self Employed
  Irvine, CA
• 06/2019 → 09/2022
  Trader Joe's
  Laguna Niguel, CA

Previous Registrations

• 2004-10-01 → 2011-07-01
  Lpl Financial Llc
  Sisters, OR
  Irvine, CA
  San Juan Capistrano, CA

Other Businesses

1)TIMOTHY S. WINTERBOTTOM (SELF EMPLOYED)-IRVINE, CA; INSURANCE SALES & SERVICES (FIXED INSURANCE); 23885 CATAMARAN WAY LAGUNA NIGUEL CA 92677; START DATE 3/15/2012; 40 HRS/MNTH; 40 HRS/MNTH DURING TRADING; IR.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-29
• S63 Uniform Securities Agent State Law Examination
  1993-03-17

Other Names

• Tim Winterbottom