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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-22
TN RA APPROVED 2009-04-20
  • TX RA
    APPROVED_RES
    Since 2009-04-22
  • TN RA
    APPROVED
    Since 2009-04-20

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James& Associates,Inc Nashville TN 04/2009 Present
  • 04/2009 → Present
    Raymond James& Associates,Inc
    Nashville, TN
Previous Registrations
Other Businesses

Name of Business : Old Orchard Cemetery Address: Petersburg , TN Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related: No Start Date: 12/14/2016 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: I serve on the board which involves attending meetings for the general upkeep and maintenance of the cemetery.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Rex Welch

View on SEC IAPD

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