Francis Brian Dempsey

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-27
CA	RA	APPROVED	2006-08-31

TX RA
APPROVED_RES

Since 2018-12-27
CA RA
APPROVED

Since 2006-08-31

Branch Locations

8895 Towne Centre Dr Ste 103, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	San Diego	CA	01/1993	Present

01/1993 → Present

Edward D. Jones & Co., L.P.

San Diego, CA

Other Businesses

PART-TIME COLLEGE INSTRUCTOR UNIVERSITY OF LA VERNE, NAPLES, ITALY. "Rental Property Carlsbad, CA Start date: 11/1/1984 Owner Hours per week: 0 Hours during trading: 0 Occasional tenant responses for minor repairs"

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-24
S63	Uniform Securities Agent State Law Examination	1993-06-02

S65 Uniform Investment Adviser Law Examination

1997-06-24
S63 Uniform Securities Agent State Law Examination

1993-06-02

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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