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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1997-04-28
  • WI RA
    APPROVED
    Since 1997-04-28

Branch Locations

4017 Hillsboro Pike Suite 403, Nashville, TN 37215 • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Mequon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 04/1997 Present
Other Businesses

Name and Address: 1508 Cass Street LLC 2630 W. Norway Drive Mequon, WI 53092 Nature of Entity: Rental real estate Responsibilities in this role: Owner Start Date: 12/01/2003 Hours Devoted to OBA: 30 minutes a week Hours Devoted to OBA During Securities Trading Hours: None Name and Address: Farwell Avenue LLC 2630 W. Norway Drive Mequon, WI 53092 Nature of Entity: Rental real estate Responsibilities in this role: Owner Start Date: 12/01/2003 Hours Devoted to OBA: 30 minutes a week Hours Devoted to OBA During Securities Trading Hours: None Name and Address: Lyon Street LLC 2630 W. Norway Drive Mequon, WI 53092 Nature of Entity: Real estate rental property Responsibilities in this role: Owner Start Date: 02/01/2004 Hours Devoted to OBA: 30 minutes a week Hours Devoted to OBA During Securities Trading Hours: None Name and Address: 3084 Glacier LLC 2630 W. Norway Drive Mequon, WI 53092 Nature of Entity:Real estate - condominium Responsibilities in this role: Owner Start Date: 07/01/2006 Hours Devoted to OBA: None Hours Devoted to OBA During Securities Trading Hours: None

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-03-09

View on SEC IAPD

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