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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-07
TX RA APPROVED_RES 2016-08-23
CO RA APPROVED 1999-06-17
  • FL RA
    APPROVED
    Since 2023-06-07
  • TX RA
    APPROVED_RES
    Since 2016-08-23
  • CO RA
    APPROVED
    Since 1999-06-17

Branch Locations

2679 W Main Street, Littleton, CO 80120 • United States

Flagler Beach, FL • United States

Flagler Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Littleton CO 03/2016 Present
Other Businesses

STANCHION HOLDINGS LLC, INV RELATED, 50% OWNER, START: 3/2006, 2.5 HOURS PER MONTH, DUTIES:REAL ESTATE/ PAY BILLS. RBZ CAPITAL HOLDINGS, LLC, INVT RELATED, LITTLETON, CO, 100% OWNERSHIP, START DATE 12/1/2019, 30 MINUTES PER MONTH, 0 HRS DURING TRADING, MANAGING MEMBER. RBZ CAPITAL CORP.; INV RELATED; CENTENNIAL,CO; FINANCIAL AND TAX PLANNING;100% OWNERSHIP; START DATE: 02/16/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-02
S63 Uniform Securities Agent State Law Examination 1993-04-07
  • S65 Uniform Investment Adviser Law Examination
    1998-09-02
  • S63 Uniform Securities Agent State Law Examination
    1993-04-07

View on SEC IAPD

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