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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-02-23 |
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
8111 Preston Road, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 03/2011 | 06/2018 |
| Edward Jones | Dallas | TX | 06/2018 | 12/2021 |
| J.P. Morgan Securities, Llc | Dallas | TX | 12/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-16 |
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