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120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-07-15 |
| MO | RA | APPROVED | 2019-11-12 |
| KS | RA | APPROVED | 2019-08-01 |
| OK | RA | APPROVED | 2019-08-01 |
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
13220 Metcalf Suite 215, Overland Park, KS 66213 • United States
13220 Metcalf Ave Suite 215, Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Parsons | KS | 08/2009 | 10/2017 |
| Royal Alliance | Overland Park | KS | 10/2017 | 07/2019 |
| Ofg Financial Services, Inc. | Topeka | KS | 08/2019 | Present |
JBG Financial LLC, Business Account and management of expenses, owner, no compensation, 0% time spent; Modern Advisor Group, marketing securities products, owner, commissions, 240 hrs per month time spent; Strategic Partners LLC, marketing insurance products, commissions, 30 hrs per month time spent. Diamond G Properties, LLC, Own Rental Properties, no compensation, no time spent. 29 Vine, LLC, house flip @ Lake of the Ozarks, 50% owner, other 50% owner is Kelley Bowker, not a securities client, no compensation, no time spent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-20 |
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