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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
NY RA APPROVED 2021-08-17
VA RA APPROVED 2010-05-21
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2021-08-17
  • VA RA
    APPROVED
    Since 2010-05-21

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Southhold, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 05/2010 Present
  • 05/2010 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2001-12-07 → 2010-05-24
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-17
S63 Uniform Securities Agent State Law Examination 1993-04-12
  • S65 Uniform Investment Adviser Law Examination
    2001-05-17
  • S63 Uniform Securities Agent State Law Examination
    1993-04-12

View on SEC IAPD

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