Michelle M Merkel

Current Employers

Employment History

• 02/1993 → Present
  Princor Financial Services Corporation
  Upper Arlington, OH
• 07/1998 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 08/2006 → Present
  Merkel Financial Services, Inc.
  Columbus, OH
• 05/2019 → Present
  Kestra Investment Services, Llc
  Columbus, OH
• 05/2019 → Present
  Kestra Advisory Services, Llc
  Columbus, OH

Previous Registrations

• 2003-01-30 → 2019-05-09
  Principal Securities, Inc.
  Columbus, OH
  Columbus, OH

Other Businesses

Name: merkel financial services merkel financial merkel-inc Investment Related: Yes Address: 1901 NORTHWEST BLVD COLUMBUS OH 43212 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Founder and Owner Start Date: 8/1/1992 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: provide investment and insurance and advisory advice Name: Childhood League Center Investment Related: No Address: Fort Hayes COLUMBUS OH 43215 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: member of this committee Start Date: 1/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: yearly meeting only Name: BZB VENTURES LLC POSITION: General Partner - Member NATURE: just a private family ownership entity like a trust INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/03/2018 ADDRESS: 1696 Roxbury Rd, Upper Arlington OH 43212, United States DESCRIPTION: General Partner - Grantor Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 suite 400 austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor representative Start Date: 4/24/2019 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: investment advisor representative Name: MERKEL FINANCIAL DBA MERKEL WEALTH MANAGEMENT POSITION: owner - advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 65 START DATE: 08/01/1992 ADDRESS: 1901 Northwest Blvd, Coumbus OH 43212, United States DESCRIPTION: 100% ownership Name: MERKEL WEALTH MANAGEMENT LLC POSITION: owner NATURE: no value - just registered the name INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 1901 northwest blvd, Columbus OH 43212-1960, United States DESCRIPTION: n/a

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-03-25

Designations

Other Names

• Michelle Merkel Yoakam
• Michelle Matthias Merkel
• Michelle Matthias Merkel
• Michelle M` Merkel Yoakam
• Michelle M Merkel Yoakam