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Richard Allen Brandi

Charles Schwab & Co., Inc.

Plano, TX

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-28
CA RA APPROVED 2003-07-23
  • TX RA
    APPROVED
    Since 2022-10-28
  • CA RA
    APPROVED
    Since 2003-07-23

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 07/2003 Present
Charles Schwab Bank Ssb Austin TX 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S66 Uniform Combined State Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08

View on SEC IAPD

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