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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1995-08-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | LA | 04/1995 | Present |
| Bank Of America, N.A. | Lafayette | LA | 06/2011 | Present |
I*26995FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PICARD THOROUGHBREDS L.L.CINVESTMENT RELATED: NADDRESS OF BUSINESS:SUNSET, LOUISIANA 70584NATURE OF BUSINESS: OTHER,LLCPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2005NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER MANAGING PARTNER OTHER PARTNER DAWN PICARD(WIFE) OWNER OF HORSESI*76945FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JEFF PICARD OIL AND GAS LEASEINVESTMENT RELATED: NADDRESS OF BUSINESS:LAFAYETTE, LOUISIANA 70505NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OTHER, OWN PROPERT THEYU LEASE FORT OIL AND GAS EXPLORATISTART DATE OF RELATIONSHIP: 11/19/2014NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NONE I*4589279 Entity Type: N/A Name of OBA: Estate of J R P Address: sunset, Louisiana, 70584 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/19/2026 Number of Hours: 40, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Parents, Siblings, Niece, Nephew
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-31 |
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