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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
TX RA APPROVED_RES 1995-08-24
  • LA RA
    APPROVED
    Since 2015-12-22
  • TX RA
    APPROVED_RES
    Since 1995-08-24

Branch Locations

900 S College Rd, Lafayette, LA 70503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lafayette LA 04/1995 Present
Bank Of America, N.A. Lafayette LA 06/2011 Present
Other Businesses

I*26995FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PICARD THOROUGHBREDS L.L.CINVESTMENT RELATED: NADDRESS OF BUSINESS:SUNSET, LOUISIANA 70584NATURE OF BUSINESS: OTHER,LLCPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2005NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER MANAGING PARTNER OTHER PARTNER DAWN PICARD(WIFE) OWNER OF HORSESI*76945FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JEFF PICARD OIL AND GAS LEASEINVESTMENT RELATED: NADDRESS OF BUSINESS:LAFAYETTE, LOUISIANA 70505NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OTHER, OWN PROPERT THEYU LEASE FORT OIL AND GAS EXPLORATISTART DATE OF RELATIONSHIP: 11/19/2014NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NONE I*4589279 Entity Type: N/A Name of OBA: Estate of J R P Address: sunset, Louisiana, 70584 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/19/2026 Number of Hours: 40, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Parents, Siblings, Niece, Nephew

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-16
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S65 Uniform Investment Adviser Law Examination
    1995-05-16
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Other Names
  • Jeffery John Picard

View on SEC IAPD

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