Noel Courtney Spencer

Current Employers

Employment History

• 12/1992 → Present
  Provident Mutual Life
  Philadelphia, PA
• 01/1996 → Present
  Spencers Of Jamaica, Inc
  Chester, NY
• 08/1997 → 09/2025
  Avantax Investment Services, Inc.
  Newburgh, NY
• 06/1998 → 09/2025
  Avantax Advisory Services
  Chester, NY
• 05/2013 → 12/2018
  Taxrunners.COm, Inc
  Newburgh, NY
• 09/2013 → 11/2020
  Tasc
  Newburgh, NY
• 08/2017 → 11/2021
  Axa
  Charlotte, NC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Goshen, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-09-01 → 2025-09-05
  Avantax Advisory Services
  Newburgh, NY
  Goshen, NY

Other Businesses

1) Nat'l Integrity 15 Matthews St Goshen NY 10924 Independent Ins Agt Ins Sales Agt 1/1/2005 1hrs~0hrs Sales 2) John Hancock 601 Congress St Boston MA 02210 Ins Sales Agt 10/10/2003 1hrs~0hrs Sales/Service 3) Empire Blue Cross Crystal Run Plaza Middletown NY 10940 Ins Sales Agt~11/20/1998~20hrs~0hrs~Sales for emp benefits, Medicare Adv 4) Empire Blue Cross 1 Liberty Pl New York NY 10006 Ins Sales Agent~3/5/1998~3hrs~0hrs~Sales 5) Spencer & Miller Property Mgt 20 Ridge St Middletown NY 12550 Real Estate/Mortgage/Title Svcs/Appraisal Vice Pres~3/1/2004~1hrs~0hrs~Maintain Prop, plus prepare for rentals 6) Spencers of Jamaica Inc/pres 735 Broadway Newburgh NY 12550 Tax Prep/Acct Tax Prep/Acct~4/1/1987~160hrs~0hrs~Mgt/Sales 7) Spencer's Financial 735 Broadway Newburgh NY 12550~Tax prep/Acct~Pres~10/1/2004~20hrs~0hrs~Tax Prep, Payroll, Mortgage 8) Allianz 1345 Ave of Americas NY NY 10105 Ins Sales Agt~5/1/2004~2hrs~0hrs~Sales 18)Oxford Health 48 Monroe tpke Trumbull CT 06611 Ins Sales Agt 6/1/1997~1hrs~0hrs~Sales 9) Hartford Life 1 Hartford Plaza~Hartford~CT~06155~Independent Ins Agt~ Ins Sales Agt~5/1/2005~1hrs~0hrs~Sales 10) LENDING AND BANKING SERVICES THROUGH AVANTAX; Inv Advisor; The Avantax Lending and Banking team offers security-based lending programs Financial Professionals can use to help address client liquidity needs; IR; HRS 12; HRS 20; 04/22; New York NY; Access to Liquidity Solutions Security 11) 163 OLD LITTLE BRITAIN, INC; Pres; CEO; NIR; HRS 3; HRS 3; 03/22; Goshen NY; Oversee the gen ops or the Real Estate Mgt firm. 12) EPISCOPAL CHURCH; Eucharistic Minister; Reading from Chapters of the Bible. Assist with communion. Visit the homebound as needed; NIR; HRS 1; HRS 0; 05/96; Goshen NY; Prep for the reading the scripture on the assigned day by the Priest. I also assist the priest by offering wine to the congregants. 13) NCS REVOCABLE TRUST; Trustee; The revocable trust is created to move property including personal property from my name Noel Spencer to the Trust; NIR; HRS 0; HRS 0; 09/22; Goshen NY; Ensure that the Trust documents are safely preserved. Do annual review with my wife to ensure all information is up to date. Confirm all checking account balances are adequate. 14) PATRICIA E MILLER REV TRUST POSITION: Trustee NATURE: Revocable Trusts are established for my wife and I. Our attorney's recommended that the Revocable. The Trust is established to provide descriptions of the role each of our family members have upon our change in life. From health to death. The trust will supercede our wills. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/12/2022 ADDRESS: 3 Valerie Drive, Chester NY 10918 DESCRIPTION: Meet with attorney periodically in reviewing amendments to the trust. My wife and I created our Trust since it is good business practices. Our personal accounts for checking and savings will be registered in the names of the Trusts. Our home and second home titles are now in the name of the Trust. The attorneys suggest that the ownership of the corporations be in the name of the Trust. My duties include opening the mail that comes for action to be taken. Pay the property and school taxes quarterly. Pay the Liability insurance for the homes. Hire contractors for snow removal and summer maintenance of the property. Select other contractors if plumbing or electrical servicing is needed .At this time, we will begin to move our personal checking and savings accounts to the Trust. A IRS Trust Tax return is not required since there is no income attributed to the Trust. 15)National Integrity; Insurance Sales Agent; Independent Insurance Agent; IR; ; 01/01/2005; 15 Matthews St Goshen NY 10924; Sales 16) NAME OF OTHER BUSINESS: SPENCER RETIREMENT; INVT RLTD; SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 10/2022, TITLE: OWNER, APX # OF HRS/WK: 40, APX # OF HRS DUR TRD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-08