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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2019-06-14 |
| NJ | RA | APPROVED | 2015-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Goshen | NY | 05/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Goshen | NY | 05/2015 | Present |
| Thomas Gorman | Chester | NY | 06/2016 | Present |
(1)Name of Business: Address: 12 Bull Mine Road, Chester, NY, 110918, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 06/07/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing and activity quite dormant at this time.. (2)Name of Business: Thomas Gorman Financial Advisor Address: 3 Coates Dr Ste 5, Goshen, NY, 10924, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Through Raymond James, advise clients regarding investments, present retirement plans via GPM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-26 |
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