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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-02-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Advisor | Goshen | NY | 06/2009 | Present |
| Zick Whitted Taub Group, Inc. | Goshen | NY | 07/2011 | Present |
| Raymond James Financial Services Advisors, Inc. | Goshen | NY | 06/2009 | Present |
(1)Name of Business: Zick Whitted Taub Group, Inc. Address: 3 Coates Dr Ste 5, Goshen, NY, 10924, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Owner and Treasurer. Our company that contracts with RJ. No other outside business. (2)Name of Business: Zick Whitted Taub Investment Strategies Address: 3 Coates Dr Ste 5, Goshen, NY, 10924, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of support company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-03 |
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