Nicholas Simon Tuck

Current Employers

Employment History

• 04/2006 → 10/2017
  National Planning Corporation
  Middleton, NY
• 10/2017 → 06/2024
  Securities America, Inc.
  Goshen, NY
• 10/2017 → 06/2024
  Securities America Advisors
  Goshen, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Goshen, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Goshen, NY

Previous Registrations

• 2018-07-16 → 2024-06-14
  Securities America Advisors, Inc.
  Goshen, NY

Other Businesses

1) Nicholas Tuck Position: Owner Nature: Insurance Sales Investment Related: No Hours: 4 Securities Trading Hours: 3 Start Date: 08/01/1989 Address: 30 Matthews St., Suite 301, Goshen NY 10940 2) SAA Position: IAR -Nature: advisory services Investment Related: Yes Hours: 150 Securities Trading Hours: 7 Start Date: 10/24/2017 Address: 30 Matthews St., Suite 301, Goshen NY 10940 3)Quest Financial Services - DBA 4) QUEST WEALTH SERVICES LLC POSITION: managing partner NATURE: Process payroll and expenses INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/03/2022 ADDRESS: 30 Mathews St, Ste 301, Goshen NY 10924, United States DESCRIPTION: Newly formed LLC will replace Quest Financial Service LLC for bill and expense related items. Currently Still using Quest Financial Services as a DBA 5) QUEST FINANCIAL ADVISORS POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/03/2022 ADDRESS: 30 Matthews St, Ste 301, Goshen NY 10924, United States DESCRIPTION: financial advisor to many individual and business clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-18
• S63 Uniform Securities Agent State Law Examination
  1989-09-26

Other Names

• Nick Tuck