Best Investors Account Sign in

Leslie A Ashton

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Salt Lake City, UT

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
UT RA APPROVED 2018-05-24
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • UT RA
    APPROVED
    Since 2018-05-24

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Salt Lake City UT 09/2014 05/2018
Bancwest Investment Services Salt Lake City UT 09/2014 05/2018
Wells Fargo Clearing Services, Llc Salt Lake City UT 05/2018 Present
  • 09/2014 → 05/2018
    Bank Of The West
    Salt Lake City, UT
  • 09/2014 → 05/2018
    Bancwest Investment Services
    Salt Lake City, UT
  • 05/2018 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Previous Registrations
  • 2014-09-17 → 2018-06-04
    Bancwest Investment Services, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2013-01-28 → 2014-04-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
  • 2005-11-17 → 2009-02-11
    Morgan Stanley Investment Advisors Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-07
S63 Uniform Securities Agent State Law Examination 1993-02-22
  • S65 Uniform Investment Adviser Law Examination
    1995-08-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-22
Other Names
  • Leslie Ann Ashton

View on SEC IAPD

Other Firms

RUN VENTURES
LEP MANAGEMENT LLC
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.
D.A. DAVIDSON & CO.
STRATOS WEALTH PARTNERS, LTD
LPL FINANCIAL LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor