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Christopher M Conto

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-07
CT RA APPROVED 1994-01-28
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • CT RA
    APPROVED
    Since 1994-01-28

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southbury CT 11/1993 Present
Bank Of America, N.A. Southbury CT 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-30
S63 Uniform Securities Agent State Law Examination 1993-03-16
  • S65 Uniform Investment Adviser Law Examination
    1993-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-03-16
Other Names
  • Christopher Michael Conto

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
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