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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
| NJ | RA | APPROVED | 2009-03-25 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | New York | NY | 09/2008 | Present |
Robert Wood Johnson Foundation, Charitable, The Robert Wood Johnson Foundation (RWJF) is the nation's largest philanthropy dedicated solely to health. Member of the RWJF Investment Committee. The duties of the IC are: 1. Review and approve the RWJF investment policies and guidelines; 2. Review and approve the RWJF asset allocation targets; 3. Provide oversight and review of the RWJF investment results and capabilities and effectiveness of the Investment department staff; and 4. Delegate certain investment related responsibilities to the Investment department staff and/or external managers. Start Date:12/02/2020, One hour a month devoted during Trading Hours. One hour a month devoted during Non Trading Hours. Robert Wood Johnson Foundation, Charitable, The Robert Wood Johnson Foundation (RWJF) is the nation's largest philanthropy dedicated solely to health. Board of Trustees. Start Date: 10/22/2025. The Board of the Robert Wood Johnson Foundation plays an active role in the mission of the Foundation, working with the president and CEO and senior leadership team to guide the strategic direction and impact of RWJF. Five business hours devoted per month. Twelve after business hours devoted per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-31 |
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