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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-17
  • NY RA
    APPROVED
    Since 2021-04-17

Branch Locations

42 Catherine Street, Poughkeepsie, NY 12601 • United States

1207 Delaware Avenue, Buffalo, NY 14209 • United States

6564 Ridings Road, Syracuse, NY 13206 • United States

Vestal, NY • United States

26 Century Hill Lane Suite 204, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2005 Present
Tucker-Haskins & Assoc Syracuse NY 04/2005 Present
Other Businesses

1. Fixed insurance under business name Tucker-Haskins & Associates, conducted at branch, investment related. 2. Tucker-Haskins, Inc., owner and vice-president, entity created for securities business, conducted at branch, investment related. 3. Joint owner of real estate holding company that also receives rental income from sub-leasing branch office space, 6564 Ridings Tucker-Haskins LLC,; Not investment related; conducted at branch location. 4. Co-owner, Utahaven2025, LLC; an entity created for the purpose of holding rental property at 1154 Maxfield Dr Ogden, UT 84404, as of 5/01/2025; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-03-09

View on SEC IAPD

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