James Xerxes Phillips

Current Employers

Employment History

• 01/2013 → 07/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2017 → 10/2023
  Financial Champs
  W Melbourne, FL
• 05/2020 → 04/2021
  Mcdaniel Knutson Financial Partners
  Lawrence, KS
• 08/2014 → 10/2023
  James Phillips P.A. Dba Phillips Financial Advisors
  Satellite Beach, FL
• 04/2021 → 10/2023
  Affinity Financial Advisors
  Lawrence, KS
• 03/2023 → 07/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2023 → Present
  Oxenfree Financial
  Melbourne, FL
• 06/2023 → Present
  Oxenfree Financial
  Melbourne, FL
• 01/2026 → Present
  Oxenfree Tax Llc
  Melbourne, FL
• 04/2024 → Present
  Oxenfree Technology Llc
  Melbourne, FL

Previous Registrations

• 2020-05-22 → 2023-10-06
  Affinity Financial Advisors
  Lawrence, KS
  Satellite Beach, FL
• 2023-06-01 → 2023-07-27
  Cetera Investment Advisers Llc
  Satellite Beach, FL
• 2013-02-01 → 2023-06-29
  Cetera Wealth Services, Llc
  Satellite Beach, FL
  Indian Harbour Beach, FL
  Bradenton, FL
  Akron, OH
• 2012-02-29 → 2012-11-19
  Pnc Wealth Management Llc
  Columbus, OH
  Akron, OH
  Akron, OH
  West Melbourne, FL

Other Businesses

1. NAME OF OTHER BUSINESS: VARIOUS INSURANCE COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED BRANCH, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: AGENT, START DATE: N/A, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OFFERS FIXED LIFE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: FELLOWSHIP OF CHRISTIAN ATHLETES, INVESTMENT RELATED: NO, ADDRESS: 8701 LEEDS RD., KANSAS CTY, MO 64129, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/01/2013, APX NUMBER OF HOURS PER WEEK: 1, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER; 3. OXENFREE TECHNOLOGY LLC, NOT INVESTMENT-RELATED. 3172 TUSCAWILLOW DR. MELBOURNE, FL 32934. START DATE-4/4/24-FINTECH COMPANY. POSITION-PRESIDENT. 20 HOURS WORKED PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. 4. NAME OF OTHER BUSINESS: CHURCH AT VIERA, NOT INVESTMENT RELATED, ADDRESS: 9005 N WICKHAM RD, MELBOURNE, FL 32940, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/01/2025, APX NUMBER OF HOURS PER MONTH: 1, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FINANCE COMMITTEE MEMBER; 5. NAME OF OTHER BUSINESS: NO LIMITS ACADEMY, NOT INVESTMENT RELATED, ADDRESS: 4450 W EAU GALLIE BLVD SUITE 180, MELBOURNE, FL 32934, NATURE OF BUSINESS: NON-PROFIT, START DATE: 08/25/2025, APX NUMBER OF HOURS PER QUARTER: 1, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER; 6. EQUITY ADVISORS, LLC, INVESTMENT-RELATED: YES. 1031 LYNN WAY, ZEPHYR COVE, NV 89448. START 1/2026. POSITION/TITLE/RELATIONSHIP-REFERRAL/FACILITATION ACTIVITY THROUGH ADVISORY FIRM. APX NUMBER OF HOURS PER WEEK: VARIES. APX NUMBER OF HOURS DURING SECURITIES TRADING HOURS: VARIES. BRIEF DESCRIPTION OF DUTIES: INTRODUCES CLIENTS TO INVESTMENT ADVISER FOR SPECIALIZED TAX-RELATED STRATEGIES; MAY PROVIDE GENERAL DESCRIPTIVE INFORMATION AND ATTEND INTRODUCTORY MEETINGS; DOES NOT PROVIDE INVESTMENT, TAX, OR LEGAL ADVICE ON BEHALF OF ENTITY. COMPENSATION RECEIVED THROUGH ADVISORY FIRM; 7. TAX STRATEGIES MARKETING, LLC, INVESTMENT-RELATED: YES. 1031 LYNN WAY, ZEPHYR COVE, NV 89448. START 1/2026. POSITION/TITLE/RELATIONSHIP-REFERRAL/FACILITATION ACTIVITY THROUGH ADVISORY FIRM. APX NUMBER OF HOURS PER WEEK: VARIES. APX NUMBER OF HOURS DURING SECURITIES TRADING HOURS: VARIES. BRIEF DESCRIPTION OF DUTIES: INTRODUCES CLIENTS FOR ADVANCED TAX STRATEGY SERVICES; MAY PROVIDE GENERAL DESCRIPTIVE INFORMATION AND ATTEND INTRODUCTORY MEETINGS; DOES NOT STRUCTURE OR EXPLAIN STRATEGIES AND DOES NOT PROVIDE TAX OR LEGAL ADVICE ON BEHALF OF ENTITY. COMPENSATION RECEIVED THROUGH ADVISORY FIRM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-27
• S63 Uniform Securities Agent State Law Examination
  2008-03-31

Other Names

• James Phillips