David Block

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → Present
  Tax Master Financial
  New York, NY
• 06/2008 → 12/2017
  Invest Financial Corp
  Tampa, FL
• 06/2010 → Present
  Destiny Results Coaching, Llc
  Brooklyn, NY
• 12/2017 → 09/2022
  Lifemark Securities Corp.
  Rochester, NY
• 09/2022 → 05/2024
  Innovation Partners Llc
  Charlotte, NC
• 09/2022 → 05/2024
  Ip Financial Advisory Services Llc
  Charlotte, NC
• 05/2024 → 11/2024
  Stirlingshire Investments
  New York, NY
• 01/2025 → 09/2025
  Avantax Investment Services Inc
  New York, NY
• 01/2025 → 09/2025
  Avantax Advisory Services
  New York, NY
• 01/2025 → 09/2025
  Avantax Insurance Agency, Llc
  New York, NY
• 01/2025 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  New York, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Innovation Partners Llc
  Charlotte, NC
• 11/2025 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2025-09-05 → 2026-01-05
  Cetera Investment Advisers Llc
  New York, NY
• 2025-01-08 → 2025-09-05
  Avantax Advisory Services
  New York, NY
  Dallas, TX
• 2024-05-28 → 2024-11-05
  Stirlingshire Investments
  New York, NY
  Nyc, NY
• 2022-09-07 → 2024-05-30
  Ip Financial Advisory Services Llc
  Charlotte, NC
  New York, NY
• 2021-08-23 → 2022-09-12
  Lifemark Securities Corp.
  New York, NY
  Rochester, NY
  New York, NY

Other Businesses

1) DESTINY RESULTS COACHING LLC POSITION: Owner NATURE: This LLC is a vehicle to contain any Life of Business Coaching income and expenses. Ideally, I provide Life Coaching and Business Coaching outside of TaxMaster as a separate OBA. Unfortunately, I have not had the bandwidth to focus on soliciting clientelle recently, and so it has no business currently. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2010 ADDRESS: 135 Ocean Parkway, Apt 12M, Brooklyn NY 11218, United States DESCRIPTION: This LLC is a vehicle to contain any Life of Business Coaching income and expenses.Ideally, I provide Life Coaching and Business Coaching outside of TaxMaster as a separate OBA.Unfortunately, I have not had the bandwidth to focus on soliciting clientelle recently, and so it has no business currently. 2) NYC BASKET BRIGADE INC POSITION: Board Member NATURE: Mission statement on 990: "To help families in need with food, clothing, shelter and general welfare." Specifically, the organization raises money to purchase ingredients for the creation Thanksgiving dinners baskets (turkeys, stuffing, potatoes, canned vegetables, pies, etc) and to distribute these to hundreds of needy families every Thanksgiving, through various NGOs in the Greater NYC vicinity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2014 ADDRESS: 12 Miller Avenue, Tarrytown NY 10591, United States DESCRIPTION: 1.I volunteer as needed 2.I prepare their 990. 3.I show up at a specific NGO and help organize the assembly of baskets 4.and the distribution. 5.Sometimes I help with the purchase of items to be included in the baskets. 3) TAXMASTER FINANCIAL SERVICE CORPORATION POSITION: Chief Executive Officer NATURE: We provide Income Tax Returns We Provide payroll tax service We provide Tax Plans We provide fractional CFO services We provide Advisory Services INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/10/1995 ADDRESS: 1384 Broadway, Rm 1602, New York NY 10018, United States DESCRIPTION: I approve and create the marketing, I hire I fire I provide Accounting Services I provide Tax Planning Services I provide Fractional CFO Serivces I manage the business that I own.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-03-11

Designations

• Certified Financial Planner

Other Names

• David Ira Block