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4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2021-01-13 |
Branch Locations
4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Summit Wealth Management | La Mesa | CA | 01/2006 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 06/2018 |
| Blue Summit Wealth Management | La Mesa | CA | 01/2017 | Present |
1.NAME OF OTHER BUSINESS: BLUE SUMMIT FINANCIAL GROUP, INC. DBA BLUE SUMMIT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 3/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. BLUE SUMMIT WEALTH MANAGEMENT, SAME AS OFFICE ADDRESS, DBA NAME FOR SECURITIES BUSINESS AND FIXED INSURANCE. 3. BAYON BROTHERS, BAND, BAND MEMBER, 10HR/WK, PAID PER PERFORMANCE. 4. FINANCIAL PLANNING ASSOCIATION OF SAN DIEGO, START 10/24/2012, SECRETARY, 2HR/WK. 5. ENVIRONMENTAL HEALTH COALITION, START 10/24/2012, COMMITTEE MEMBER. 6. NAME OF OTHER BUSINESS: MT. HELIX DELIGHT INVESTMENT RELATED: NO ADDRESS: 3875 ROGERS ROAD. SPRING VALLEY, CA 91977 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY 7. Board Member for nonprofit Dwelling on Carbon; Investment related: No; 4672 El Cerrito Dr San Diego California 92115 USA; A nonprofit providing education and research on carbon sequestration in urban environments.; Treasurer-Board member; 2024-02-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 2, Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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