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131 Continental Drive Suite 206, Newark, DE 19713-0000 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-10-14 |
| DE | RA | APPROVED | 2008-09-24 |
Branch Locations
131 Continental Drive Suite 206, Newark, DE 19713-0000 • United States
Elkton, MD • United States
Rohoboth Beach, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 01/2004 | 04/2023 |
| N1 Advisors | Newark | DE | 10/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-08 |
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