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Dustin Mark Vancott

A.G.P. / Alliance Global Partners

New York, NY

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-05
NY RA APPROVED 2021-09-08
NJ RA APPROVED 2021-03-25
TX RA APPROVED_RES 2021-03-25
  • CT RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2021-09-08
  • NJ RA
    APPROVED
    Since 2021-03-25
  • TX RA
    APPROVED_RES
    Since 2021-03-25

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 04/2017
Aegis Capital Corp New York NY 04/2017 03/2021
A.G.P. / Alliance Global Parnters New York NY 03/2021 Present
  • 01/2003 → 04/2017
    Fahnestock & Co. Inc.
    New York, NY
  • 04/2017 → 03/2021
    Aegis Capital Corp
    New York, NY
  • 03/2021 → Present
    A.G.P. / Alliance Global Parnters
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-23
S63 Uniform Securities Agent State Law Examination 1993-03-10
  • S65 Uniform Investment Adviser Law Examination
    2006-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-03-10
Other Names
  • Dustin Vancott

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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