Bruce Joseph Falcon

Current Employers

Employment History

• 05/2002 → Present
  Independent Insurance Agent
  Bay City, MI
• 02/2012 → 05/2023
  Ohio National Financial Services
  Cincinnati, OH
• 04/2012 → 06/2022
  The On Equity Sales Company
  Cincinnati, OH
• 06/2022 → 06/2022
  The Prudential Insurance Company Of America
  Troy, MI
• 06/2022 → 03/2023
  Pruco Securities Llc
  Troy, MI
• 06/2022 → 05/2023
  The O.N. Equity Sales Company
  Bay City, MI
• 05/2023 → Present
  Osaic Wealth, Inc.
  Bay City, MI

Previous Registrations

• 2022-06-17 → 2023-05-11
  On Investment Management Co
  Bay City, MI
• 2022-06-16 → 2022-07-14
  Pruco Securities, Llc.
  Troy, MI
• 2016-01-13 → 2022-06-14
  On Investment Management Co
  Bay City, MI

Other Businesses

1) BRUCE J. FALCON POSITION: owner NATURE: Self INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 5 START DATE: 9/1/19 ADDRESS: 905 N Powell Rd, Essexville MI 48732 DESCRIPTION: Actor/helps manage 2-3 show biz 2) HELL'S HALF MILE MUSIC AND FILM FESTIVAL POSITION: Board Member NATURE: Non-Profit INVESTMENT RELATED: No # OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 10/1/20 ADDRESS: 1010 Adams St, Bay City MI 48708 DESCRIPT: Organize/promote Independent Music/Film Festival. 3) PROFESSIONAL BOWLERS' ASSOCIATION - BOWLERO CORP POSITION: bowler NATURE: Corp INVESTMENT RELATED: No # OF HRS: 20 SECURITIES TRADING HRS: 5 START DATE: 6/1/00 ADDRESS: 905 N Powell Rd, Ste 203, Essexville MI 48732 DESCRIPT: Compete professional bowler's tour. 4) ENCORE FINANCIAL GROUP, DBA SECURITIES: POSITION: IA Rep NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 130 SECURITIES TRADING HRS: 130 START DATE: 5/1/13 ADDRESS: 615 Washington Ave, Bay City MI 48708 DESCRIPT: sell/service securities products 5) 3D ADVISORS, INC POSITION: agent NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 30 SECURITIES TRADING HRS: 20 START DATE: 5/1/14 ADDRESS: 615 Washington Ave, Bay City MI 48708 DESCRIPT: I sell life insurance and annuities. 6) XCEL ORTHODONTIC CONSULTING POSITION: consultant NATURE: LLC INVESTMENT RELATED: No # OF HRS: 30 SECURITIES TRADING HRS: 20 START DATE: 11/9/17 ADDRESS: 615 Washington Ave, Bay City MI 48708 DESCRIPT: Consult for Dental start up. Assist order fulfillment 7) BRUCE J. FALCON - INSURANCE AGENT POSITION: insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes # OF HRS: 30 SECURITIES TRADING HRS: 30 START DATE: 10/1/92 ADDRESS: 615 Washington Ave, Bay City MI 48708 DESCRIPT: sell and service life and health insurance to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-04
• S63 Uniform Securities Agent State Law Examination
  1993-04-02

Other Names

• Bruce J Falcon