Michael Eric Wegener

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 11/2016
  Wells Fargo Advisors Llc
  Bay City, MI
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Bay City, MI
• 05/2018 → Present
  Raymond James & Associates, Inc.
  Bay City, MI

Previous Registrations

• 2010-10-01 → 2018-05-15
  Wells Fargo Clearing Services, Llc
  Bay City, MI
• 2010-08-18 → 2010-09-30
  Cincinnati Analysts, Inc.
  Southfield, MI
  Southfield, MI

Other Businesses

(1) Name of Business: OP Leasing, LLC Address: 10140 Corning St, Oak Park, MI, 48237, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/21/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-24
• S63 Uniform Securities Agent State Law Examination
  1997-10-08

Designations

• Personal Financial Specialist