Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-05-10
  • MI RA
    APPROVED
    Since 2018-05-10

Branch Locations

122 Uptown Drive Suite 401, Bay City, MI 48708 • United States

Bay City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bay City MI 10/2010 11/2016
Wells Fargo Clearing Services, Llc Bay City MI 11/2016 05/2018
Raymond James & Associates, Inc. Bay City MI 05/2018 Present
Previous Registrations
Other Businesses

(1) Name of Business: OP Leasing, LLC Address: 10140 Corning St, Oak Park, MI, 48237, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/21/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bay City, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor