Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-15 |
| MI | RA | APPROVED | 2018-05-15 |
Branch Locations
122 Uptown Drive Suite 401, Bay City, MI 48708 • United States
Essexville, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bay City | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bay City | MI | 11/2016 | 05/2018 |
| Raymond James & Associates | Bay City | MI | 05/2018 | Present |
(1)Name of Business: Address: 7 Sovey Court, Essexville, MI, 48732, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/16/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns a single rental property at 1114 Pine Essexville, MI 48732 (2)Name of Business: Michigan Lutheran Seminary (MLS) Foundation Address: 2777 Hardin Street, Saginaw, MI, 48602, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 10/11/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I attend finance committee meetings and full board meetings on a regular basis. I help guide budget and other financial decision and assist in keeping the Investment Policy Statement up to date and in agreement with the committee's investment decisions. (3)Name of Business: TriCity Brewing Company Board of Directors Address: 4170 Shrestha Drive, Bay City, MI, 48706, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Officer - Secretary Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will have a position on the Board of Directors of this local brewery. I am already a shareholder (previously disclosed and approved). We will meet once every 2 months for 2-3 hours in the evening.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-16 |
Reach out to this advisor