Lee Walter Miller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bay City, MI
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Bay City, MI
• 05/2018 → Present
  Raymond James & Associates
  Bay City, MI

Previous Registrations

• 2010-05-26 → 2018-05-15
  Wells Fargo Clearing Services, Llc
  Bay City, MI

Other Businesses

(1)Name of Business: Address: 7 Sovey Court, Essexville, MI, 48732, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/16/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife owns a single rental property at 1114 Pine Essexville, MI 48732 (2)Name of Business: Michigan Lutheran Seminary (MLS) Foundation Address: 2777 Hardin Street, Saginaw, MI, 48602, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 10/11/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I attend finance committee meetings and full board meetings on a regular basis. I help guide budget and other financial decision and assist in keeping the Investment Policy Statement up to date and in agreement with the committee's investment decisions. (3)Name of Business: TriCity Brewing Company Board of Directors Address: 4170 Shrestha Drive, Bay City, MI, 48706, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Officer - Secretary Investment Related: No Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will have a position on the Board of Directors of this local brewery. I am already a shareholder (previously disclosed and approved). We will meet once every 2 months for 2-3 hours in the evening.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-12
• S63 Uniform Securities Agent State Law Examination
  1998-10-16

Designations

• Certified Financial Planner