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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-05-10 |
Branch Locations
122 Uptown Drive Suite 401, Bay City, MI 48708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bay City | MI | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bay City | MI | 11/2016 | 05/2018 |
| Raymond James & Associates | Bay City | MI | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-13 |
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