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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-23 |
| FL | RA | APPROVED | 2017-11-01 |
Branch Locations
10 Florida Park Drive N Ste D, Palm Coast, FL 32137 • United States
Flat Rock, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagler Financial Inc | Palm Coast | FL | 01/2003 | 10/2017 |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2012 | 10/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2012 | 10/2017 |
| Ameriprise Financial Services Inc | Palm Coast | FL | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Palm Coast | FL | 03/2020 | Present |
Business Ownership; Flagler Financial Advisors, LLC; ; Tax Preparation; 10 Florida Park Drive, Ste D2 Palm Coast Florida, 32137, ,; Not Investment-Related; 07/01/2003; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-15 |
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